Work Request Details Don't forget to SUBMIT or NOT SUBMIT by going to the "Work Request Preview, Save/Update and/or Submit" tab. If you check 'Nah, I'll add more later,' you can return to your Work Request in the Adviser Portal. 1Required Services2Basic Form3Comphrensive Form4Fees5Administration Specific Request6Administration End-to-End Service Request7Upload Documents8Submit or Come Back Later Adviser DetailsAdviser Name(Required) Email(Required) Authorised Representative Number? Corporate Authorised Representative Number? Adviser Phone Number? Required ServicesNumber of Clients(Required) One Client Two Clients Required Services(Required) Administration Services Record of Advice Statement of Advice SoA/RoA Work Request Form Type(Required) Basic Form Comprehensive Form Administration Work Request(Required) Administration Specific Request Administration End-to-End Service Request Quick Turn Around Required? Yes No Note additional fees will be incurred.Date Required DD slash MM slash YYYY Client DetailsClient One Name(Required) First Last Client Two Name(Required) First Last Record of AdviceDate of SoA this RoA References DD slash MM slash YYYY Discussion TypeMeeting In PersonPhone ConversationVideo / ZoomFSG Version12 (1 July 2021)11 (1 November 2018)Former LicenseeLIB3.1 (29 March 2021)Adviser Profile Version Number12.0 (1 July 2021)12.0 (21 June 2021)11.0 (1 March 2021)11.0 (4 November 2020)11.1 (24 June 2020)2 (20 March 2020)11.1 (6 February 2020)11.2 (29 January 2020)9.0 (15 January 2020)11.1 (1 November 2019)11.1 (14 October 2019)11.0 (1 November 2018)10.0 (30 June 2018)FSG SuppliedAlready ProvidedInclude with this ROA Scope of AdviceScope of Advice(Required) Debt Management Superannuation Life Insurance Investment (non-superannuation) Retirement Planning Centrelink and Aged Care Estate Planning Redundancy Payment Illustrations Please ensure you provide the following information for each strategy: What is the Objective and Who it relates to Strategy/Recommendation Product/Policy How Strategy/Recommendation meets Objective Alternative Strategy Considered and why Disregarded Alternative Product Considered and why Disregarded Debt ManagementDebt Management - Client OneDebt Management - Client TwoSuperannuationSuperannuation - Client OneSuperannuation - Client TwoLife InsuranceLife Insurance - Client OneLife Insurance - Client TwoInvestment (non-superannuation)Investment (non-superannuation) - Client OneInvestment (non-superannuation) - Client TwoRetirement PlanningRetirement Planning - Client OneRetirement Planning - Client TwoCentrelink and Age CareCentrelink and Age Care - Client OneCentrelink and Age Care - Client TwoEstate PlanningEstate Planning - Client OneEstate Planning - Client TwoRedundancy PaymentRedundancy - Client OneRedundancy - Client TwoIllustrationsIllustrations Scope of AdviceScope of Advice(Required) Debt Management Superannuation Life Insurance Investment (non-superannuation) Retirement Planning Centrelink and Aged Care Estate Planning Redundancy Payment Illustrations Debt ManagementDebt Management New Loan Offset Account / Redraw Facility Loan Repayments Debt Recycling Gearing / Borrowing to Invest Margin Loan SuperannuationSuperannuation Superannuation Rollover/Retained Non-concessional Contributions Concessional Contributions Contribution Splitting Self Managed Superannuation Fund Investment (non-superannuation)Investment (non-superannuation) Marging Lending Cash Reserves Managed Investments Direct Shares and ETFs Direct Property Investment Bond Other Investments Retirement PlanningRetirement Planning Super Recontribution Transition to Retirement Annuities Account Based Pension Centrelink and Age CareCentrelink and Aged Care Carers Families Job Seekers Older Australians People with Disabilities Students and Trainees Rural and remote Australians Concession and health care cards Age Care New LoanNew Loan DetailsBorrower NameLoan ProductAmountInterest RateP&I or Interest OnlyTermRequired RepaymentsRecommended RepaymentsPurpose of LoanSecurity Asset Add RemoveHow does this meet the client's objectives?Additional NotesOffset/Redraw FacilityOffset/Redraw FacilityLoan ProductSource of Funds (Salary/Lumpsum)AmountInterest Rate Add RemoveHow does this meet the client's objectives?Additional NotesLoan RepaymentsLoan RepaymentsLoan ProductBalanceInterest RateP&I or Interest OnlyCurrent RepaymentsRecommended RepaymentsTerm Add RemoveHow does this meet the client's objectives?Additional NotesDebt RecyclingLoan DetailsBorrower NameLoan ProductAmountInterest RateP&I or Interest OnlyTermRequired RepaymentsRecommended RepaymentsPurpose of LoanSecurity Asset Add RemoveRecommended RecycleBorrower NameLoan ProductRedraw Amount ($)FrequencyInvest Where (Investment and %)Do you want Salary Directed in Offset Account Add RemoveHow does this meet the client's objectives?Additional NotesGearing / Borrowing to InvestLoan DetailsNew or ExistingBorrower NameLoan ProductAmountInterest RateP&I or Interest OnlyTermRequired RepaymentsRecommended RepaymentsPurpose of LoanSecurity Asset Add RemoveHow does this meet the client's objectives?Additional NotesMargin LoanMargin Loan Details?Borrower NameLenderInitial Borrowing ($ or %)Ongoing Borrowing ($ or %)Initial Personal ($ or %)Ongoing Personal ($ or %) Add RemoveHow does this meet the client's objectives?Additional NotesSuperannuation Rollover / RetainedWhat are the superannuation funds and amounts to be rolled over / retained?Client NameFrom Fund NameFrom Underlying Investment OptionAmount ($ or %)To Fund NameTo Underlying Investment OptionAmount ($ or %)Future Investments/ Reinvestments ($ or %)Sell Down ($ or %) Add RemoveHow does this meet the client's objectives?Additional NotesNon-Concessional ContributionNon-Concessional ContributionsClient NameTotal Amount ($ or %)Platform NameInvestment Option NameInvestment Option Amount ($ or %)Money SourceEligible for Co-Contribution? Add RemoveHow does this meet the client's objectives?Additional NotesAdditional NotesConcessional ContributionsConcessional ContributionsClient NameSalary Sacrifice or Personal DeductibleSourcePlatform NameInvestment OptionCurrent Amount ($ or %)Recommended Amount ($ or %) Add RemoveHow does this meet the client's objectives?Additional NotesContribution SplittingHow much would you like to split and from and to where?From ClientTo ClientAmount ($ or %)Super Fund Name Add RemoveHow does this meet the client's objectives?Additional NotesSelf Managed Superannuation FundSelf Managed Superannuation Fund Establish New Self Managed Superannuation Fund Existing Self Managed Superannuation Fund SMSF Investment Strategy SMSF Death Benefits Establishing a new SMSFNew SMSFAdviser or Client IdeaCompany or Individual Trustee Name(s)SMSF NameMember NamesSource of FundsAccountant/Company Establishing SMSFOngoing Administratior Add RemoveWhat are the SMSF establishment costs?DetailsAmount ($ or %) Add RemoveWhat are the ongoing SMSF administration costs?DetailsAmount ($ or %) Add RemoveSMSF InvestmentsPlatform or DirectInvestment NameAmount ($ or %) Add RemoveWill borrowing be used within the SMSF? Yes No Will direct properties be purchased? Yes No New Loan DetailsBorrower NameLoan ProductAmountInterest RateP&I or Interest OnlyTermRequired RepaymentsRecommended RepaymentsPurpose of LoanSecurity Asset Add RemoveSMSF Investment Property Details?Property LocationPurchase PricePurchasing CostsRentOngoing Property Expenses Add RemoveHow does this meet the client's objectives?Additional NotesExisting SMSFExisting SMSFCompany or Individual Trustee Name(s)SMSF NameMember NamesMember Splits ($ or %)Ongoing Administrator Add RemoveWhat are the ongoing SMSF administration costs?DetailsAmount ($ or %) Add RemoveIs borrowing being used within the SMSF? Yes No Will direct properties be purchased? Yes No Loan DetailsLoan ProductAmountInterest RateP&I or Interest OnlyTermRequired RepaymentsRecommended RepaymentsPurpose of LoanSecurity AssetBorrower Name Add RemoveSMSF Investment Property Details?Property LocationPurchase PricePurchasing CostsRentOngoing Property Expenses Add RemoveAre you recommending updating the trust deed? Yes No Are you making changes to the SMSF Investment Strategy? Yes No Have the members of the SMSF considered life insurance? Yes No SMSF ChangesHow does this meet the client's objectives?Additional NotesSMSF Investment StrategiesHow many SMSF investment strategies are your recommending?Do you want one SMSF investment strategy to cover all members? Yes No Have the members of the SMSF considered life insurance? Yes No SMSF Investment Strategy 1:Member(s) NameCurrent Asset AllocationAsset Allocation Range (%) Add RemoveSMSF Investment Strategy 2:Member(s) NameCurrent Asset AllocationAsset Allocation Range (%) Add RemoveSMSF Investment Strategy 3:Member(s) NameCurrent Asset AllocationAsset Allocation Range (%) Add RemoveSMSF Investment Strategy 4:Member(s) NameCurrent Asset AllocationAsset Allocation Range (%) Add RemoveSMSF Investment Strategy 5:Member(s) NameCurrent Asset AllocationAsset Allocation Range (%) Add RemoveSMSF Life Insurance not consideredPlease outline why they did not consider SMSF Life Insurance.How does this meet the client's objectives?Additional NotesSMSF Death BenefitsWould you like Binding Death Benefit Nominations or an SMSF Will? Binding Death Benefit Nominations SMSF Will How does this meet the client's objectives?Additional NotesLife InsuranceRecommended CoverCover TypePolicy NameOwnerLife InsuredSum InsuredLinked or Stand AloneAny, Own or SuperlinkedStepped, Level or Hybrid PremiumsPremiums FrequencyWaiting PeriodBenefit PeriodAdditional Options Add RemoveInitial and Ongoing CommissionPolicy NameInitial Commission (%)Ongoing Commission (%) Add RemoveAre you recommending some life insurance be cancelled? Yes No Does the recommended level of cover differ from the needs analysis? Yes No Cover to be CancelledCover TypePolicy NameOwnerLife InsuredSum InsuredLinked or Stand AloneAny, Own or SuperlinkedStepped, Level or Hybrid PremiumsPremiums FrequencyWaiting PeriodBenefit PeriodAdditional Options Add RemoveWhy does the recommended cover differ from the needs analysis?How does this meet the client's objectives?Additional NotesCash ReservesCash ReservesOwnerProductSource of FundsGoal AmountIf Regular Saving what AmountIf Regular Saving what Frequency Add RemoveHow does this meet the client's objectives?Additional NotesManaged InvestmentsRecommended Managed Funds?Client NamePlatformInvestment OptionInitial ($ or %)Source of Initial FundOngoing ($ or %)Source of Ongoing Funds Add RemoveHow does this meet the client's objectives?Additional NotesDirect Shares and ETFsDirect Shares/ETFsClient NamePlatform or DirectPlatform or Broker NameShare NameInitial ($ or %)Ongoing ($ or %)Brokerage Fee ($ or %) Add RemoveHow does this meet the client's objectives?Additional NotesDirect PropertyInvestment Property Details?Property LocationPurchase PricePurchasing CostsRentOngoing Property Expenses Add RemoveHow does this meet the client's objectives?Additional NotesInvestment BondsInvestment BondClient NameProductInitial InvestmentOngoing InvestmentFrequency Add RemoveHow does this meet the client's objectives?Additional NotesOther InvestmentsOther InvestmentsHow does this meet the client's objectives?Additional NotesSuper RecontributionWhich superannation fund(s) are you withdrawing and recontributiing to?Client NameFrom FundInvestment OptionAmount ($ or %)Taxable ComponentTax-Free ComponentTo FundPlatform Add RemoveHow does this meet the client's objectives?Additional NotesTransition to Retirement StrategyPensionClient NameFrom FundAmount ($ or %)Taxable ComponentTax-Free ComponentTo FundInvestment OptionAmount ($ or %)Drawdown ($ or %)FrequencyNomination Add RemoveConcessional ContributionsClient NameSuper Fund NameSalary Sacrifice or Personal DeductibleSourceCurrent Concessional ContributionsRecommended Concessional Contribution Add RemoveHow does this meet the client's objectives?Additional NotesAnnuitiesHave you provided an Annuity quote? Yes - Quote Provided No - Quote Not Provided What are the Annuity details?Client NameProductSource of FundsPurchase Price ($)Annuity Payments ($)FrequencyTermNomination Add RemoveHow does this meet the client's objectives?Additional NotesAccount Based PensionPensionClient NameFrom FundAmount ($ or %)Taxable ComponentTax-Free ComponentTo FundInvestment OptionAmount ($ or %)Drawdown ($ or %)FrequencyNomination Add RemoveHow does this meet the client's objectives?Additional NotesAre you recommending gifting? Yes - No - No Gifting Are you recommending funeral bonds? Yes - Funeral Bonds No - No Funeral Bonds How much do you recommend the client gift(s) and to who?Client NameAmount ($ or %)To Who Add RemoveHow much do you recommend that client(s) invest into funder bonds?Funeral Bond NameAmount ($ or %)Client Name Add RemoveHow does this meet the client's objectives?Additional NotesAge CareIs the client moving into a Hostel or Nursing Home? Hostel Nursing Home Is the client going to sell their home? Yes - Sell Home No - Retain Home How do you recommend the accomodation costs be paid? A lump-sum style 'refundable' accomodation deposit Rental-type payments called a 'daily' accomodation payments A combindation of both What are the Net proceeds from selling the home? Is one of the following people to remain in the home? Yes - Partner/Dependant Child Yes - Carer eligible for support and has lived in the home for more than 2 years Yes - close relative eligible for support and has lived in the home for more than 5 years No - Home will be rented out Other What is rental income and ongoing expenses?Rent ($ or %)Expenses ($ or %)Client Name Add RemoveHow does this meet the client's objectives?Additional NotesEstate PlanningEstate Planning Will Power of Attorney Testamentary Trust Funeral Bond Guardianship Advance Health Directive How does this meet the client's objectives?Additional NotesFuneral BondsHow much do you recommend that client(s) invest into funeral bonds?Funeral Bond NameAmount ($ or %)Client Name Add RemoveHow does this meet the client's objectives?Additional NotesRedundancy PaymentRedundancy Payment DetailsPayment Amount ($)Years of Completed ServiceTax-Free Amount Already Used Add RemoveHow does this meet the client's objectives?Additional NotesIllustrationsWhat illustrations would you like? Insurance within Superannuation Super Only Pension Only Investment Only Debt Reduction Only Full Cashflow, Assets and Liabilities 5 Years 10 Years 20 years Life Expectancy Specific Illustration Details Upfront and Ongoing FeesUpfront and Ongoing FeesClientFee Type (Plan Preparation, Implementation, Ongoing Adviser Service ,etc)Source of PaymentAmount ($ or %, including GST)Amount Paid to Licensee ($ or %) Add Remove Administration Specific RequestAdministration Work - Specific Request(Required) Product Discovery Super/Pension/Investment Comparison Insurance Comparison Insurance Quote Comparison Specific Insurance Quote from Insurer mnh Documentation Product DiscoveriesSuper, Investment or Insurance DiscoveryClient NameProduct DetailsAccount Number Add RemoveRequired Documentation - Have you Provided the following (please tick) Authority Form Certified Identification Member Number (on authority) Previous Address (if different to what provider has on file, on authority) Select AllPlease Note: It is important that the Name, Address and DOB on the Authority to Provide Information form matches what the provider has on file; otherwise, they may refuse to provide information. Please also ensure that mnh Para Planning is listed as authorised to collect information.Please Upload Authority and Identification Drop files here or Select files Max. file size: 64 MB. Super/Pension/Investment ComparisonSuper/Investment ComparisonClientRisk ProfilePlatformInvestment OptionAmount ($ or %) Add RemovePlease upload existing Super/Pension/Investment Details Drop files here or Select files Max. file size: 64 MB. Insurance Comparison of Differences OnlyInsurance ComparisonCover TypeGenderPolicy NameOwnerBasic or ComprehensiveAdditional Features (Health Discount)TPD Superlinked?Trauma Flexilinked Add RemovePlease upload existing insurance policy details for comparison(s) Drop files here or Select files Max. file size: 64 MB. Insurance Quote ComparisonsInsurance Quote Client One: Personal DetailsOccupationSelf-EmployedDate of BirthGenderStateAnnual Income Add RemoveInsurance Quote Client One: Cover SelectionCover TypeSum InsuredOwnerLinked or Stand AloneAny, Own or SuperlinkedStepped, Level or Hybrid PremiumsPremiums FrequencyWaiting PeriodBenefit PeriodAdditional Options Add RemoveInsurance Quote Client Two: Personal DetailsOccupationSelf-EmployedDate of BirthGenderStateAnnual Income Add RemoveInsurance Quote Client Two: Cover SelectionCover TypeSum InsuredOwnerLinked or Stand AloneAny, Own or SuperlinkedStepped, Level or Hybrid PremiumsPremiums FrequencyWaiting PeriodBenefit PeriodAdditional Options Add RemoveSpecific Insurance Quote from InsurerInsurance Quote Client One: Personal DetailsOccupationSelf-EmployedDate of BirthGenderStateAnnual Income Add RemoveInsurance Quote Client One: Cover SelectionCover TypeSum InsuredOwnerLinked or Stand AloneAny, Own or SuperlinkStepped, Level or Hybrid PremiumsPremiums FrequencyWaiting PeriodBenefit PeriodAdditional OptionsList Insurance Providers Add RemoveInsurance Quote Client Two: Personal DetailsOccupationSelf-EmployedDate of BirthGenderStateAnnual Income Add RemoveInsurance Quote Client Two: Cover SelectionCover TypeSum InsuredOwnerLinked or Stand AloneAny, Own or SuperlinkStepped, Level or Hybrid PremiumsPremiums FrequencyWaiting PeriodBenefit PeriodAdditional OptionsList Insurance Providers Add Removemnh Documentationmnh Documentation Investment Application Forms Superannuation Application Form Insurance Policy Application Form Pension Application Forms Notice of intent to claim a tax deduction for super contribution Insurance Cancellation Form Investment Switch Form Depositing and Withdrawal Instructions Binding Death Nomination Benefit Form Identification Forms (Financial Service Council) Direct Debit Request Regular Savings Plan Contributions Form Insurance Transfer Form Insurance Annual Partial Rollover Form to Pay for Insurance within Superannuation Superannuation Splitting Form Downsizer contribution into superannuation Update client’s details with their product Client Invoice Super/Investment/Pension Platform Transfer Form Insurance CancellationPolicy NamePolicy NumberType (Life, TPD, Income Protection or Trauma)OwnerLife Insured Add RemoveDeposits/Contributions and Withdrawal InstructionsClientDeposit or WithdrawalPlatformInvestment OptionAmount ($ or %)FrequencySource of Funds (Cheque, Direct Debit)Bank Account Details (Name, Institution, BSB & Account Number) Add RemoveRollover/Transfer/Investment SwitchesClientFrom PlatformInvestment OptionAmount ($ or %)To PlatormInvestment OptionAmount ($ or %) Add RemoveClient InvoicePayer DetailsPayee DetailsBank Account Details for PaymentInvoice Number Add RemoveApplications - Required Documentation (Please Upload) Advice Document with Recommendations Client Profile Adviser Code and Adviser Product Details If Application is to be Completed Online Please Provide Login Details Tax File Number (TFN) Insurance Quote (if relevant) Document Upload Drop files here or Select files Max. file size: 64 MB. Administration End-to-End Service RequestUntitled Pre-Prospect Meeting Post-Prospect Meeting Pre-SoA/RoA Delivery Meeting Post SoA/RoA Presentation Meeting Advice Implementation: End-to-End Services Annual Review Preparation Post Annual Planning Meeting Select AllPre-Prospect Meeting: End-to-End ServiceUnder the Pre-Prospect Meeting: End-to-End Service, we will: Manage Prospect Appointment Send Prospect List of Items to Bring to Meeting Provide Adviser with Prospect Meeting Material Collate Post Prospect Meeting Documentation Post-Prospect Meeting: End-to-End ServiceUnder the Post-Prospect Meeting: End-to-End Service, we will: Update CRM with Material from Prospect Meeting Update Prospect's Status in CRM to Unsure, Not Active or Active If Unsure, we will: Follow-up Prospect Update Adviser Update CRM Change Status to Not Active or Active If Not Active, we will: Send Prospect a Thank You Email Update CRM Archive Prospect If Active, we will: Update CRM Send Prospect Welcome on Board Email Undertake Current Position Research Prepare Baseline Illustration Position Collate Documentations for Para Planning Work Request Pre-SoA/RoA Delivery Meeting: End-to-End ServiceUnder the Pre-SoA/RoA Delivery Meeting: End-to-End Service, we will: Manage Client SoA/RoA Presentation Meeting Prepare Client SoA/RoA Meeting Material Post SoA/RoA Presentation: End-to-End ServiceUnder the Post SoA/RoA Presentation Meeting: End-to-End Service, we will: Update CRM If Client Unsure About Proceeding with Recommendations. we will: Follow-up Client Update Adviser Update CRM Proceed to Not Proceeding or Proceeding Steps as Appropriate If Client Not Proceeding with Recommendations, we will: Update CRM Update Client Status If Client Proceeding with Recommendations, we will: Update CRM Send Confirmation and Process Outline Email to Client Move to Advice Implementation: End-to-End Service Advice Implementation: End-to-End ServiceUnder the Advice Implementation: End-to-End Service, we will: Fill In Application Forms Email Adviser Pre-Filled Application Forms for Approval Email Client Application Forms for Completion and Signature Lodge Application Forms with Providers Manage Implementation Process with Providers Arrange Provider Datafeeds to CRM Update Advise on Progress Update Client on Progress and Additional Steps that need to be Taken Annual Review Preparation: End-to-End ServiceUnder the Annual Review Preparation: End-to-End Service, we will: Monitor Upcoming Annual Reviews Manage Annual Review Meeting Times Provide Client with Annual Review Instructions on what to Bring Provide Adviser with Annual Review Material Post Annual Planning Meeting: End-to-End ServiceUnder the Post Annual Planning Meeting: End-to-End Service, we will: Update CRM Email Client Thank You Email with Next Steps Depending on Results of Annual Review, begin Research and Implement Process, if required Additional Information for AdministrationAdditional Information for AdministrationFile Drop files here or Select files Max. file size: 64 MB. Supporting DocumentsHave you attached the following? Client Profile / Fact Find Risk Profile Questionnaire Insurance Discoveries Superannuation Discoveries Superannuation Comparison Details Insurance Comparison Details Insurance Needs Analysis Select AllPlease Upload Relevant Documentation for SoA/RoA Drop files here or Select files Max. file size: 64 MB. {all_fields}Are you ready to Submit your Work Request? Yes. Lets do It! Nah. I'll come back later. NameThis field is for validation purposes and should be left unchanged. Incompleted Array Completed FormUserSubmittedPDF
